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An accountant and a safety skilled stroll right into a bar… SOC2 is not any joke.

Whether or not you are a publicly held or non-public firm, you’re most likely contemplating going via a Service Group Controls (SOC) audit. For publicly held corporations, these studies are required by the Securities and Change Fee (SEC) and executed by a Licensed Public Accountant (CPA). Nonetheless, prospects typically ask for SOC2 studies as a part of their vendor due diligence course of.

Out of the three sorts of SOC studies, SOC2 is the usual to efficiently go regulatory necessities and alerts excessive safety and resilience inside the group — and relies on the American Institute of Licensed Public Accountants (AICPA) attestation necessities. The aim of this report is to guage a corporation’s info programs related to safety, availability, processing integrity, confidentiality, and privateness — over a time period (roughly six to 12 months).

As a part of a SOC2 audit, it’s essential to conduct safety checks throughout the corporate’s SaaS stack that can search for misconfigured settings corresponding to detection and monitoring to make sure continued effectiveness of knowledge safety controls and stop unauthorized/ inappropriate entry to bodily and digital property and places.

Should you’re starting or on a SOC2 audit journey, then an SSPM (SaaS Safety Posture Administration) answer can streamline the method and shorten the time it takes to go a SOC2 audit efficiently, totally protecting your SaaS Safety posture.

Discover ways to streamline your group’s SOC2 compliance

What are the AICPA Belief Companies Standards (TSC)?

When exterior auditors interact in a SOC 2 audit, they should evaluate what you are doing to an extended checklist of established necessities from AICPA TSC. The “Frequent Controls” fall into 5 teams:

  • Safety – Contains sub controls of the Logical and Bodily Entry (CC6)
  • Availability – Contains sub controls of the System Operations (CC7)
  • Processing integrity: Contains sub controls of the System Operations (CC7)
  • Confidentiality: Contains sub controls of the Logical and Bodily Entry (CC6)
  • Privateness – Contains sub controls of the Monitoring Actions (CC4)

Inside every widespread management are a set of sub controls that flip the overarching customary into actionable duties.

Passing a SOC 2 audit takes lots of time, effort, and documentation. Throughout a SOC2 audit, you not solely want to indicate that your controls work throughout the audit interval, however you additionally want to indicate that you’ve got the power to repeatedly monitor your safety.

Going via the complete TSC framework is just too lengthy for a weblog publish. Nonetheless, a fast look into a few controls of Logical and Bodily Entry (CC6) and System Operations (CC7) provides you an concept of what among the controls appear like and how one can make the most of an SSPM to ease the SOC2 audit.

Get a 15-minute demo of how an SSPM can assist your SOC 2 TSC audit

Logical and Bodily Entry Controls

This part units out the sorts of controls wanted to forestall unauthorized or inappropriate entry to bodily and digital property and places. Managing person entry permissions, authentication, and authorization throughout the SaaS property poses many challenges. In truth, as you look to safe your cloud apps, the distributed nature of customers and managing the totally different entry insurance policies turns into more and more difficult.

Underneath CC6.1 management, entities must:

  • Determine, classify, and handle info property
  • Limit & handle person entry
  • Take into account community segmentation
  • Register, authorize, and doc new infrastructure
  • Complement safety by encrypting data-at-rest
  • Defend encryption keys


The division that makes use of a SaaS app is usually the one which purchases and implements it. Advertising and marketing would possibly implement a SaaS answer for monitoring leads whereas gross sales implements the CRM. In the meantime, every software has its personal set of entry capabilities and configurations. Nonetheless, these SaaS house owners will not be skilled in safety or in a position to repeatedly monitor the app’s safety settings so the safety crew loses visibility. On the similar time, the safety crew might not know the inside workings of the SaaS just like the proprietor so they could not perceive extra complicated instances which might result in a safety breach.

An SSPM answer, maps out all of the person permissions, encryption, certificates and all safety configurations out there for every SaaS app. Along with the visibility, the SSPM answer helps right any misconfiguration in these areas, taking into account every SaaS app’s distinctive options and value.

In CC.6.2 management, entities must:

  • Create asset entry credentiations primarily based on authorization from the system’s asset proprietor or licensed custodian
  • Set up processes for eradicating credential entry when the person not requires entry
  • Periodically overview entry for pointless and inappropriate people with credentials


Permission drifts happen when a person has sure permissions as a part of a bunch membership, however then will get assigned a particular permission that’s extra privileged than what the group has. Over time many customers get further permissions. This undermines the thought of provisioning utilizing teams.

Traditional deprovisioning points, an SSPM answer can spot inactive customers and assist organizations to shortly remediate, or on the very least, alert the safety crew to the difficulty.

Underneath CC.6.3 management, entities must:

  • Set up processes for creating, modifying or eradicating entry to protected info and property
  • Use role-based entry controls (RBAC)
  • Periodically overview entry roles and entry guidelines


You is likely to be managing 50,000 customers throughout 5 SaaS functions, which means the safety crew must handle a complete of 250,000 identities. In the meantime, every SaaS has a special solution to outline identities, view them, and safe identities. Including to the danger, SaaS functions do not at all times combine with one another which suggests customers can discover themselves with totally different privileges throughout totally different programs. This then results in pointless privileges that may create a possible safety threat.

An SSPM answer permits visibility into person privileges and delicate permission throughout all linked SaaS apps, highlighting the deviation from permission teams and profiles.

System Operations

This part focuses on detection and monitoring to make sure continued effectiveness of knowledge safety controls throughout programs and networks, together with SaaS apps. The variety of SaaS apps and potential for misconfigurations makes assembly these necessities difficult.

In CC7.1 management, entities must:

  • Outline configuration requirements
  • Monitor infrastructure and software program for noncompliance with requirements
  • Set up change-detection mechanisms to aler personnel to unauthorized modification for essential system, configuration, or content material information
  • Set up procedures for detecting the introduction of recognized or unknown parts
  • Conduct periodic vulnerability scans to detect potential vulnerabilities or misconfigurations

It’s unrealistic to count on from the safety crew to outline a “configuration customary” that complies with SOC2 with out evaluating towards a built-in information base of all related SaaS misconfigurations and to repeatedly adjust to SOC2 with out utilizing an SSPM answer.

Get a 15-minute demo to see how an SSPM answer automates your SaaS safety posture for SOC2 and different requirements.

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